Westpoint fallout: claims against authorised representative successfully managed
On instructions from his insurer, we acted for an authorised representative in defending claims brought by former clients who had invested in the Westpoint before its collapse. We defended actions in the Financial Ombudsman Service and the Federal Court of Australia.
November 9, 2017
Introduction In 2012, the Corporations Act 2001 (Cth) (the Act) was amended [i] to include the Future of Financial Advice reforms…Continue reading
June 12, 2019
DIF III – Global Co-Investment Fund LP v Babcock & Brown International Pty Limited  NSWSC 527 Babcock and Brown (B&B)…Continue reading
November 20, 2018
Bank of Queensland Ltd v AIG Australia Ltd  NSWSC 1689 Clients of a financial planner had been defrauded in a…Continue reading